Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Common Stock, Par value $0.001
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Shares outstanding
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63.7M
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Number of holders
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93
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Total 13F shares, excl. options
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12.6M
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Shares change
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-953K
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Total reported value, excl. options
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$281M
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Value change
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+$674K
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Put/Call ratio
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1.11
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Number of buys
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60
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Number of sells
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-39
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Price
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$22.21
Significant Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI) as of Q3 2016
122 filings reported holding AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 as of Q3 2016.
APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI) has 93 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 12.6M shares
of 63.7M outstanding shares and own 19.86% of the company stock.
Largest 10 shareholders include WELLINGTON MANAGEMENT GROUP LLP (1.91M shares), TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. (1.03M shares), KENNEDY CAPITAL MANAGEMENT, INC. (727K shares), Whale Rock Capital Management LLC (659K shares), VANGUARD GROUP INC (591K shares), ROYCE & ASSOCIATES LP (483K shares), GOLDMAN CAPITAL MANAGEMENT INC (469K shares), BlackRock Fund Advisors (463K shares), Hood River Capital Management LLC (423K shares), and GILDER GAGNON HOWE & CO LLC (421K shares).
This table shows the top 93 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.