APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI)

Historical Holders from Q1 2014 to Q3 2025

Symbol: AAOI on Nasdaq
Type / Class: Equity / Common Stock, Par value $0.001
Shares outstanding: 63,656,409
All holders as of 30 Sep 2025: Q3 2025
Total 13F shares, excl. options: 39,723,473
Holdings value: $1,030,591,998
% of all portfolios: 0%
Number of holders: 176
Number of buys: 112
Number of sells: -66
Average buys %: +0%
Average sells %: -0%

Reported Shares, Excluding Options vs Price

Reported Value, Excluding Options

Total Investors

Significant Owners of APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI)

Filer	Ownership	Change %	Holdings Value	Net Change	Nb Shares	Change %	Reporting Name	Report Period
VANGUARD GROUP INC	7.2%		$82,634,271		4,072,660		The Vanguard Group	30 Jun 2025
JPMORGAN CHASE & CO	4.4%	-39%	$72,626,870	-$49,989,643	2,800,882	-41%	JPMORGAN CHASE & CO.	31 Oct 2025
D. E. SHAW & CO, L.P.	4.2%	-18%	$31,059,604	-$3,640,778	2,239,337	-10%	D. E. Shaw & Co., L.P.	31 Mar 2025

Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI)

Period	Reported Shares, Excl. Options	Value, Excl. Options	Value Change	Puts Notional Value	Calls Notional Value	Price	Investors
2025 Q3	39,723,473	$1,030,591,998	+$177,255,756	$164,369,269	$81,792,964	$25.93	176
2025 Q2	33,000,153	$848,474,140	+$103,904,141	$33,439,341	$47,500,749	$25.69	144
2025 Q1	31,102,931	$477,543,419	-$122,043,258	$19,296,822	$16,691,386	$15.35	143
2024 Q4	30,700,439	$1,131,270,303	+$195,249,129	$98,227,286	$112,794,682	$36.86	155
2024 Q3	29,469,796	$421,679,739	+$39,177,568	$17,571,357	$23,427,412	$14.31	147
2024 Q2	29,155,647	$241,703,327	-$21,452,396	$11,531,390	$9,044,390	$8.29	135
2024 Q1	28,634,139	$396,942,786	+$69,332,766	$12,314,302	$13,015,562	$13.86	119
2023 Q4	10,500	$202,860	-$361,284			$19.32	1
2023 Q3	15,651,957	$171,681,398	+$44,314,712	$12,491,297	$16,374,237	$10.97	75
2023 Q2	12,009,875	$71,557,369	+$20,792,310	$197,276	$1,386,204	$5.96	52
2023 Q1	8,765,249	$19,370,307	-$668,462	$32,708	$82,778	$2.21	51
2022 Q4	9,259,039	$17,497,042	-$579,128	$523,963	$156,681	$1.89	55
2022 Q3	9,254,350	$25,174,632	-$644,760	$989,000	$434,000	$2.72	51
2022 Q2	9,398,981	$14,563,930	-$3,410,318	$503,000	$127,000	$1.55	47
2022 Q1	9,741,208	$35,554,365	-$4,564,780	$1,236,000	$275,000	$3.65	61
2021 Q4	10,833,741	$55,682,440	-$17,451,031	$2,765,000	$746,000	$5.14	77
2021 Q3	13,455,155	$96,632,821	+$1,727,233	$4,003,000	$1,042,000	$7.18	92
2021 Q2	12,669,250	$107,256,298	-$5,004,216	$5,040,000	$1,991,000	$8.47	99
2021 Q1	14,077,618	$117,673,376	+$22,691,463	$5,688,000	$1,780,000	$8.36	102
2020 Q4	11,204,260	$95,352,448	-$569,856	$6,970,000	$6,545,000	$8.51	95
2020 Q3	10,951,223	$123,177,734	-$9,964,742	$9,606,000	$5,938,000	$11.25	99
2020 Q2	11,782,403	$127,983,804	+$2,373,727	$8,195,000	$4,458,000	$10.87	100
2020 Q1	10,493,883	$79,671,256	-$6,009,888	$6,555,000	$3,147,000	$7.59	88
2019 Q4	12,050,848	$143,157,133	-$7,733,218	$20,396,000	$5,531,000	$11.88	104
2019 Q3	12,304,242	$138,013,629	-$5,559,726	$20,493,000	$6,197,000	$11.22	101
2019 Q2	12,593,780	$129,586,970	+$2,535,682	$12,664,000	$8,231,000	$10.28	118
2019 Q1	11,525,743	$140,612,778	+$712,709	$14,317,000	$9,598,000	$12.20	124
2018 Q4	9,137,363	$140,974,662	-$44,173,353	$32,605,000	$15,248,000	$15.43	129
2018 Q3	13,202,591	$325,479,095	-$71,519,202	$46,405,087	$25,814,000	$24.66	142
2018 Q2	14,157,504	$635,692,190	+$74,761,062	$90,573,003	$39,750,000	$44.90	156
2018 Q1	12,959,636	$324,669,485	+$19,312,167	$36,602,071	$22,728,015	$25.06	147
2017 Q4	12,029,601	$454,768,083	-$177,851,383	$77,068,011	$41,491,008	$37.82	162
2017 Q3	14,775,098	$955,298,802	-$50,655,623	$193,753,000	$110,614,000	$64.67	195
2017 Q2	15,738,188	$972,519,184	+$65,904,072	$97,628,000	$83,765,001	$61.79	204
2017 Q1	14,819,566	$831,148,548	+$167,765,454	$28,389,000	$21,620,000	$56.15	142
2016 Q4	13,214,070	$309,950,792	+$16,777,614	$3,512,000	$1,346,000	$23.44	108
2016 Q3	12,639,259	$280,711,416	+$673,794	$5,726,000	$5,171,000	$22.21	93
2016 Q2	13,470,558	$150,183,345	-$9,601,407	$1,517,000	$1,350,000	$11.15	79
2016 Q1	13,846,702	$206,482,000	+$15,482,267	$76,000	$20,000	$14.91	88
2015 Q4	12,811,119	$220,096,954	+$5,048,985	$3,363,000	$2,714,000	$17.16	79
2015 Q3	12,451,323	$233,826,969	+$56,143,593	$4,119,000	$1,768,000	$18.78	88
2015 Q2	9,742,852	$169,137,592	+$29,549,315	$736,000	$1,672,000	$17.36	82
2015 Q1	8,260,781	$114,662,145	+$1,071,441	$498,000	$107,160,000	$13.88	72
2014 Q4	8,318,723	$93,334,904	-$18,737,503	$320,000	$155,000	$11.22	72
2014 Q3	8,708,463	$140,203,508	-$16,639,938			$16.10	84
2014 Q2	9,216,032	$213,806,202	+$48,873,099			$23.20	88
2014 Q1	7,242,710	$178,549,471	+$100,972,624			$24.67	81