Q4 2020 13F Holders as of 12/31/2020
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Type / Class
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Equity / Common Stock, Par value $0.001
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Shares outstanding
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63.7M
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Number of holders
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95
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Total 13F shares, excl. options
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11.2M
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Shares change
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+276K
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Total reported value, excl. options
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$95.4M
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Value change
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-$570K
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Put/Call ratio
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1.06
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Number of buys
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45
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Number of sells
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-51
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Price
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$8.51
Significant Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI) as of Q4 2020
133 filings reported holding AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 as of Q4 2020.
APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI) has 95 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 11.2M shares
of 63.7M outstanding shares and own 17.6% of the company stock.
Largest 10 shareholders include BlackRock Inc. (3.45M shares), VANGUARD GROUP INC (1.44M shares), STATE STREET CORP (611K shares), MORGAN STANLEY (550K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (350K shares), DIMENSIONAL FUND ADVISORS LP (334K shares), GEODE CAPITAL MANAGEMENT, LLC (327K shares), Newtyn Management, LLC (316K shares), Kovack Advisors, Inc. (265K shares), and NORTHERN TRUST CORP (263K shares).
This table shows the top 95 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.