Q1 2014 13F Holders as of 3/31/2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
12
-
Total 13F shares, excl. options
-
1.07M
-
Shares change
-
+36.2K
-
Total reported value, excl. options
-
$2.05M
-
Value change
-
+$68.8K
-
Number of buys
-
2
-
Number of sells
-
-4
-
Price
-
$1.92
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q1 2014
13 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q1 2014.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 12 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.07M shares
.
Largest 10 shareholders include Bulldog Investors, LLC (524K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (295K shares), Thomas J. Herzfeld Advisors, Inc. (93.3K shares), ROYAL BANK OF CANADA (48.6K shares), CITIGROUP INC (35.6K shares), SHUFRO ROSE & CO LLC (17.7K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (13.1K shares), BANK OF AMERICA CORP /DE/ (13K shares), Citadel Advisors LLC (10.7K shares), and Legal & General Group Plc (9.01K shares).
This table shows the top 12 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.