Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
1,066,016
-
Share change
-
+36,230
-
Total reported value
-
$2,046,000
-
Price per share
-
$1.92
-
Number of holders
-
12
-
Value change
-
+$68,790
-
Number of buys
-
2
-
Number of sells
-
4
Institutional Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q1 2014
As of 31 Mar 2014,
EQUUS TOTAL RETURN, INC. - COM (EQS) was held by
12 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,066,016 shares.
The largest 10 holders included
Bulldog Investors, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Thomas J. Herzfeld Advisors, Inc., ROYAL BANK OF CANADA, CITIGROUP INC, SHUFRO ROSE & CO LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, BANK OF AMERICA CORP /DE/, Citadel Advisors LLC, and Legal & General Group Plc.
This page lists
12
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.