Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
9
-
Total 13F shares, excl. options
-
282K
-
Shares change
-
+35.4K
-
Total reported value, excl. options
-
$624K
-
Value change
-
+$75.8K
-
Number of buys
-
3
-
Number of sells
-
-2
-
Price
-
$2.21
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q3 2014
10 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q3 2014.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 282K shares
.
Largest 10 shareholders include Thomas J. Herzfeld Advisors, Inc. (92.3K shares), ROYAL BANK OF CANADA (71K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (38.4K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (34.3K shares), SHUFRO ROSE & CO LLC (17.7K shares), BANK OF AMERICA CORP /DE/ (13K shares), Legal & General Group Plc (9.01K shares), MORGAN STANLEY (5K shares), DAVIDSON D A & CO (1.64K shares), and CITIGROUP INC (0 shares).
This table shows the top 9 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.