Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
282,271
-
Share change
-
+35,370
-
Total reported value
-
$624,000
-
Price per share
-
$2.21
-
Number of holders
-
9
-
Value change
-
+$75,778
-
Number of buys
-
3
-
Number of sells
-
2
Institutional Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q3 2014
As of 30 Sep 2014 EQUUS TOTAL RETURN, INC. - COM (EQS) had 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 282,271 shares of stock of the company.
Largest 9 holders included Thomas J. Herzfeld Advisors, Inc., ROYAL BANK OF CANADA, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., SHUFRO ROSE & CO LLC, BANK OF AMERICA CORP /DE/, Legal & General Group Plc, MORGAN STANLEY, and DAVIDSON D A & CO.
This table shows 9 institutional shareholders of the security as of 30 Sep 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.