Q3 2015 13F Holders as of 9/30/2015
-
Type / Class
-
Equity / COM
-
Number of holders
-
10
-
Total 13F shares, excl. options
-
848K
-
Shares change
-
-5.98K
-
Total reported value, excl. options
-
$1.48M
-
Value change
-
-$11.8K
-
Number of buys
-
3
-
Number of sells
-
-3
-
Price
-
$1.75
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q3 2015
11 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q3 2015.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 10 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 848K shares
.
Largest 10 shareholders include Bulldog Investors, LLC (524K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (81.2K shares), Thomas J. Herzfeld Advisors, Inc. (78.8K shares), ROYAL BANK OF CANADA (57.2K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (38.4K shares), Kazazian Asset Management, LLC (32K shares), SHUFRO ROSE & CO LLC (17.7K shares), BANK OF AMERICA CORP /DE/ (13K shares), UBS Group AG (5.71K shares), and Carnick & Kubik, LLC (504 shares).
This table shows the top 10 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.