Q4 2015 13F Holders as of 12/31/2015
-
Type / Class
-
Equity / COM
-
Number of holders
-
11
-
Total 13F shares, excl. options
-
1.02M
-
Shares change
-
+175K
-
Total reported value, excl. options
-
$1.83M
-
Value change
-
+$313K
-
Number of buys
-
3
-
Number of sells
-
-7
-
Price
-
$1.79
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q4 2015
12 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q4 2015.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 11 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.02M shares
.
Largest 10 shareholders include Bulldog Investors, LLC (512K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (271K shares), Thomas J. Herzfeld Advisors, Inc. (65.7K shares), ROYAL BANK OF CANADA (54.8K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (38.4K shares), Kazazian Asset Management, LLC (31.8K shares), SHUFRO ROSE & CO LLC (17.7K shares), BOOTHBAY FUND MANAGEMENT, LLC (17K shares), CITADEL ADVISORS LLC (10.2K shares), and BANK OF AMERICA CORP /DE/ (4.54K shares).
This table shows the top 11 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.