Q3 2016 13F Holders as of 9/30/2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
10
-
Total 13F shares, excl. options
-
1.06M
-
Shares change
-
+16.6K
-
Total reported value, excl. options
-
$1.97M
-
Value change
-
+$30.8K
-
Number of buys
-
1
-
Number of sells
-
-5
-
Price
-
$1.86
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q3 2016
12 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q3 2016.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 10 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.06M shares
.
Largest 10 shareholders include Bulldog Investors, LLC (497K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (185K shares), ROYAL BANK OF CANADA (155K shares), Ancora Advisors, LLC (68K shares), Thomas J. Herzfeld Advisors, Inc. (60.7K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (37.7K shares), Kazazian Asset Management, LLC (32.6K shares), SHUFRO ROSE & CO LLC (17.7K shares), BANK OF AMERICA CORP /DE/ (4.54K shares), and Advisor Group, Inc. (1.22K shares).
This table shows the top 10 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.