Q3 2017 13F Holders as of 9/30/2017
-
Type / Class
-
Equity / COM
-
Number of holders
-
14
-
Total 13F shares, excl. options
-
1.38M
-
Shares change
-
+57.2K
-
Total reported value, excl. options
-
$3.35M
-
Value change
-
+$142K
-
Number of buys
-
3
-
Number of sells
-
-5
-
Price
-
$2.43
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q3 2017
15 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q3 2017.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 14 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.38M shares
.
Largest 10 shareholders include Bulldog Investors, LLC (497K shares), Ancora Advisors, LLC (343K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (135K shares), GENDELL JEFFREY L (99.8K shares), WYNNEFIELD CAPITAL INC (71.3K shares), ROYAL BANK OF CANADA (54.8K shares), Thomas J. Herzfeld Advisors, Inc. (53.8K shares), BOOTHBAY FUND MANAGEMENT, LLC (41.6K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (24.6K shares), and Kazazian Asset Management, LLC (19.1K shares).
This table shows the top 14 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.