Q3 2018 13F Holders as of 9/30/2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
15
-
Total 13F shares, excl. options
-
1.73M
-
Shares change
-
+5.56K
-
Total reported value, excl. options
-
$3.44M
-
Value change
-
+$9.44K
-
Number of buys
-
4
-
Number of sells
-
-3
-
Price
-
$1.99
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q3 2018
16 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q3 2018.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 15 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.73M shares
.
Largest 10 shareholders include Ancora Advisors, LLC (587K shares), Bulldog Investors, LLC (497K shares), West Family Investments, Inc. (244K shares), BOOTHBAY FUND MANAGEMENT, LLC (78K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (77.4K shares), WYNNEFIELD CAPITAL INC (71.3K shares), ROYAL BANK OF CANADA (52.3K shares), Thomas J. Herzfeld Advisors, Inc. (39.2K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (20.3K shares), and SHUFRO ROSE & CO LLC (17.7K shares).
This table shows the top 15 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.