Q4 2019 13F Holders as of 31 Dec 2019
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
1,670,808
-
Share change
-
-57,752
-
Total reported value
-
$3,049,000
-
Price per share
-
$1.82
-
Number of holders
-
14
-
Value change
-
-$96,330
-
Number of buys
-
2
-
Number of sells
-
7
Institutional Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q4 2019
As of 31 Dec 2019,
EQUUS TOTAL RETURN, INC. - COM (EQS) was held by
14 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,670,808 shares.
The largest 10 holders included
Ancora Advisors, LLC, West Family Investments, Inc., Bulldog Investors, LLC, BOOTHBAY FUND MANAGEMENT, LLC, WYNNEFIELD CAPITAL INC, Almitas Capital LLC, ROYAL BANK OF CANADA, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., SUSQUEHANNA INTERNATIONAL GROUP, LLP, and SHUFRO ROSE & CO LLC.
This page lists
14
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.