Q4 2020 13F Holders as of 31 Dec 2020
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
354,829
-
Share change
-
-206,573
-
Total reported value
-
$688,000
-
Price per share
-
$2.14
-
Number of holders
-
8
-
Value change
-
-$278,950
-
Number of buys
-
2
-
Number of sells
-
8
Institutional Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q4 2020
As of 31 Dec 2020,
EQUUS TOTAL RETURN, INC. - COM (EQS) was held by
8 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
354,829 shares.
The largest 8 holders included
West Family Investments, Inc., Bulldog Investors, LLP, ROYAL BANK OF CANADA, SHUFRO ROSE & CO LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, MORGAN STANLEY, ADVISOR GROUP HOLDINGS, INC., and UBS Group AG.
This page lists
8
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.