Q4 2020 13F Holders as of 12/31/2020
-
Type / Class
-
Equity / COM
-
Number of holders
-
8
-
Total 13F shares, excl. options
-
355K
-
Shares change
-
-207K
-
Total reported value, excl. options
-
$688K
-
Value change
-
-$279K
-
Number of buys
-
2
-
Number of sells
-
-8
-
Price
-
$2.14
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q4 2020
13 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q4 2020.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 8 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 355K shares
.
Largest 10 shareholders include West Family Investments, Inc. (210K shares), Bulldog Investors, LLP (66.1K shares), ROYAL BANK OF CANADA (37.7K shares), SHUFRO ROSE & CO LLC (17.7K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (12.5K shares), MORGAN STANLEY (8.5K shares), ADVISOR GROUP HOLDINGS, INC. (1.07K shares), UBS Group AG (908 shares), Ancora Advisors, LLC (0 shares), and NORTHERN TRUST CORP (0 shares).
This table shows the top 8 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.