Q4 2021 13F Holders as of 12/31/2021
-
Type / Class
-
Equity / COM
-
Number of holders
-
5
-
Total 13F shares, excl. options
-
77.7K
-
Shares change
-
-7.19K
-
Total reported value, excl. options
-
$184K
-
Value change
-
-$17.2K
-
Number of sells
-
-2
-
Price
-
$2.37
Significant Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q4 2021
6 filings reported holding EQS - EQUUS TOTAL RETURN, INC. - COM as of Q4 2021.
EQUUS TOTAL RETURN, INC. - COM (EQS) has 5 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 77.7K shares
.
Largest 7 shareholders include MORGAN STANLEY (35.3K shares), SHUFRO ROSE & CO LLC (17.7K shares), CSS LLC/IL (14.5K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (9.69K shares), ADVISOR GROUP HOLDINGS, INC. (497 shares), UBS Group AG (0 shares), and AdvisorNet Financial, Inc (223 shares).
This table shows the top 5 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.