FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q1 2014 13F Holders as of 3/31/2014

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
30
Total 13F shares, excl. options
1.33M
Shares change
+54.1K
Total reported value, excl. options
$43.2M
Value change
+$1.75M
Number of buys
17
Number of sells
-7
Price
$32.38

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q1 2014

30 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q1 2014.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.33M shares of 2.62M outstanding shares and own 50.91% of the company stock.
Largest 10 shareholders include RiverFront Investment Group, LLC (824K shares), RAYMOND JAMES & ASSOCIATES (128K shares), WELLS FARGO & COMPANY/MN (70.5K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (66K shares), BANK OF AMERICA CORP /DE/ (61.2K shares), Camelot Portfolios, LLC (30.6K shares), MORGAN STANLEY (29K shares), ROYAL BANK OF CANADA (18.3K shares), Cetera Advisors LLC (16.4K shares), and Placemark Investments, Inc. (15.9K shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.