FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Historical Holders from Q1 2014 to Q4 2025

Symbol
FDM
Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2,621,451
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares, excl. options
1,570,292
Holdings value
$118,819,608
% of all portfolios
0%
Number of holders
73
Number of buys
28
Number of sells
28
Average buys %
+0%
Average sells %
-0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
BAIRD ROBERT W & CO INC /WI/ 5.1% $7,756,926 133,694 BAIRD ROBERT W & CO INC /WI/ 31 Dec 2024
As of 30 Sep 2025 FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 73 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,570,292 shares of 2,621,451 outstanding shares and own 60% of the company stock as of 30 Sep 2025.

Top 25 institutional shareholders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) own 54% of the company based on 13F filings as of 30 Sep 2025

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
Chicago Partners Investment Group LLC 7.3% 191,324 +0.33% 0.38% $14,401,576
Private Advisory Group LLC 7% 182,544 +6% 1.2% $13,827,708
ARKANSAS FINANCIAL GROUP, INC. 6.7% 175,735 +0.61% 2% $13,261,981
LPL Financial LLC 6.1% 160,434 +13% 0% $12,152,906
Baird Financial Group, Inc. 5.2% 136,640 +1.1% 0.02% $10,350,480
MORGAN STANLEY 3.6% 95,102 -9.4% 0% $7,204,079
WELLS FARGO & COMPANY/MN 3% 77,926 +0.79% 0% $5,902,899
HB Wealth Management, LLC 1.7% 45,000 0.02% $3,408,750
&PARTNERS 1.7% 44,254 +3.2% 0.02% $3,360,649
RAYMOND JAMES FINANCIAL INC 1.4% 37,391 -1.9% 0% $2,832,370
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 1.4% 36,365 -2.8% 0.06% $2,754,649
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1% 27,315 +6.3% 0% $2,069,111
BANK OF AMERICA CORP /DE/ 0.99% 25,890 +4% 0% $1,961,167
Kendall Capital Management 0.85% 22,209 0% 0.38% $1,682,332
WESCAP Management Group, Inc. 0.82% 21,532 -1.9% 0.34% $1,631,049
Camelot Portfolios, LLC 0.67% 17,627 -2.6% 0.79% $1,335,265
Noble Family Wealth, LLC 0.59% 15,361 0% 0.26% $1,163,596
Envision Financial LLC 0.55% 14,341 +0.2% 0.62% $1,086,362
HRT FINANCIAL LP 0.54% 14,058 0% $1,064,000
TWO SIGMA INVESTMENTS, LP 0.52% 13,600 0% 0% $1,030,200
JONES FINANCIAL COMPANIES LLLP 0.49% 12,843 +16% 0% $981,875
UBS Group AG 0.46% 12,021 +11% 0% $910,591
Allworth Financial LP 0.45% 11,802 -18% 0% $893,967
Urban Financial Advisory Corp 0.44% 11,657 0.41% $883,030
Cetera Investment Advisers 0.44% 11,631 0% $881,080

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q4 29,301 $2,332,790 -$31,926 $79.61 2
2025 Q3 1,570,292 $118,819,608 +$4,910,744 $75.75 73
2025 Q2 1,510,608 $108,782,425 +$8,379,380 $71.63 71
2025 Q1 1,404,614 $86,538,564 -$6,544,152 $62.18 68
2024 Q4 1,460,106 $99,344,935 -$20,344,576 $68.16 64
2024 Q3 1,762,440 $112,998,165 +$2,853,003 $64.10 62
2024 Q2 1,714,878 $103,985,085 +$171,654 $59.94 60
2024 Q1 1,715,683 $107,239,637 +$5,237,646 $62.77 61
2023 Q4 1,207,308 $73,674,036 +$3,060,849 $61.34 58
2023 Q3 1,294,274 $70,470,229 +$3,575,349 $54.78 57
2023 Q2 1,236,177 $69,990,841 +$55,517 $56.23 56
2023 Q1 1,226,665 $65,556,070 -$2,413,736 $53.65 59
2022 Q4 1,250,996 $70,115,341 -$5,199,760 $55.49 58
2022 Q3 1,364,203 $69,156,900 +$8,912,036 $50.00 59
2022 Q2 1,192,221 $63,172,303 -$4,576,864 $52.36 55
2022 Q1 1,266,417 $75,576,000 -$11,871,289 $60.24 60
2021 Q4 1,461,189 $92,946,000 +$15,201,875 $63.94 61
2021 Q3 1,280,107 $77,389,000 -$10,827,422 $59.93 49
2021 Q2 1,460,919 $90,049,000 +$3,135,711 $61.78 58
2021 Q1 1,410,429 $84,617,000 +$14,084,356 $60.13 56
2020 Q4 1,161,870 $56,020,000 +$1,138,833 $47.88 53
2020 Q3 1,151,911 $43,440,000 +$3,316,414 $37.48 46
2020 Q2 1,062,885 $41,566,000 +$5,137,202 $39.12 41
2020 Q1 927,402 $29,153,710 -$15,232,935 $31.32 38
2019 Q4 1,398,557 $71,202,718 -$655,874 $50.93 45
2019 Q3 1,437,820 $65,737,068 -$7,935,516 $45.70 45
2019 Q2 1,577,159 $71,253,373 +$1,542,660 $45.20 46
2019 Q1 1,574,009 $70,349,943 -$4,061,139 $44.66 46
2018 Q4 1,664,029 $67,724,000 +$22,649,994 $40.58 39
2018 Q3 1,096,138 $55,669,000 +$12,321,308 $51.12 36
2018 Q2 854,132 $43,502,000 +$8,913,653 $50.93 33
2018 Q1 429,937 $20,346,000 +$1,467,911 $47.32 32
2017 Q4 398,945 $18,930,000 +$2,349,626 $47.45 27
2017 Q3 511,718 $23,707,000 -$1,992,082 $46.32 25
2017 Q2 559,364 $24,650,000 -$2,787,048 $44.07 28
2017 Q1 624,351 $26,581,000 -$47,519,264 $42.59 32
2016 Q4 1,708,098 $75,117,000 +$57,293,330 $44.10 32
2016 Q3 415,362 $15,058,000 +$554,218 $36.26 30
2016 Q2 403,792 $13,510,000 -$2,833,830 $33.46 29
2016 Q1 484,526 $16,017,000 -$422,225 $33.06 28
2015 Q4 497,636 $16,382,000 -$2,190,414 $32.90 30
2015 Q3 563,757 $17,862,000 +$2,277,404 $31.68 29
2015 Q2 490,947 $17,022,263 -$342,863 $34.68 27
2015 Q1 386,629 $13,121,038 +$619,240 $33.92 24
2014 Q4 369,127 $12,317,836 -$5,258,201 $33.37 26
2014 Q3 422,822 $12,670,874 -$6,301,289 $29.98 24
2014 Q2 619,537 $19,850,387 -$22,918,559 $32.04 29
2014 Q1 1,334,708 $43,220,498 +$1,750,322 $32.38 30