Q3 2015 13F Holders as of 9/30/2015
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2.62M
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Number of holders
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29
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Total 13F shares, excl. options
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564K
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Shares change
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+72.8K
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Total reported value, excl. options
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$17.9M
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Value change
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+$2.28M
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Number of buys
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13
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Number of sells
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-6
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Price
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$31.68
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2015
30 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2015.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 564K shares
of 2.62M outstanding shares and own 21.51% of the company stock.
Largest 10 shareholders include BB&T SECURITIES, LLC (118K shares), Frontier Wealth Management LLC (89.9K shares), MORGAN STANLEY (71.4K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (51.1K shares), WELLS FARGO & COMPANY/MN (50.9K shares), CITADEL ADVISORS LLC (39.2K shares), Camelot Portfolios, LLC (36.6K shares), Timber Hill LLC (16.5K shares), JANE STREET GROUP, LLC (15.8K shares), and UBS Group AG (14.4K shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.