Q3 2016 13F Holders as of 30 Sep 2016
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Total 13F shares
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415,362
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Share change
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+15,270
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Total reported value
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$15,058,000
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Price per share
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$36.26
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Number of holders
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30
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Value change
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+$554,218
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Number of buys
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13
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Number of sells
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12
Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2016
As of 30 Sep 2016 FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) had 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 415,362 shares of stock of the company.
Largest 10 holders included MORGAN STANLEY, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Frontier Wealth Management LLC, Camelot Portfolios, LLC, BB&T SECURITIES, LLC, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, SG Americas Securities, LLC, JANE STREET GROUP, LLC, and One Capital Management, LLC.
This table shows 30 institutional shareholders of the security as of 30 Sep 2016.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.