Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
32
Total 13F shares, excl. options
1.71M
Shares change
+1.29M
Total reported value, excl. options
$75.1M
Value change
+$57.3M
Number of buys
19
Number of sells
-10
Price
$44.10

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2016

37 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q4 2016.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.71M shares of 2.62M outstanding shares and own 65.16% of the company stock.
Largest 10 shareholders include NIEMANN CAPITAL MANAGEMENT INC (547K shares), ENVESTNET ASSET MANAGEMENT INC (362K shares), UNITED CAPITAL FINANCIAL ADVISERS, LLC (302K shares), MORGAN STANLEY (96.7K shares), WELLS FARGO & COMPANY/MN (76.5K shares), Frontier Wealth Management LLC (49K shares), Camelot Portfolios, LLC (42.1K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (33.5K shares), SG Americas Securities, LLC (31.2K shares), and BB&T SECURITIES, LLC (27.5K shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.