FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q2 2017 13F Holders as of 6/30/2017

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
28
Total 13F shares, excl. options
559K
Shares change
-65K
Total reported value, excl. options
$24.7M
Value change
-$2.79M
Number of buys
14
Number of sells
-16
Price
$44.07

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2017

33 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q2 2017.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 559K shares of 2.62M outstanding shares and own 21.34% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (151K shares), Chicago Partners Investment Group LLC (47K shares), Camelot Portfolios, LLC (41.5K shares), SG Americas Securities, LLC (39.6K shares), ROYAL BANK OF CANADA (36.2K shares), Frontier Wealth Management LLC (35.5K shares), WELLS FARGO & COMPANY/MN (35.1K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (32.7K shares), BB&T SECURITIES, LLC (24.7K shares), and RAYMOND JAMES & ASSOCIATES (20.7K shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.