Q3 2017 13F Holders as of 9/30/2017
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2.62M
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Number of holders
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25
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Total 13F shares, excl. options
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512K
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Shares change
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-46.8K
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Total reported value, excl. options
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$23.7M
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Value change
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-$1.99M
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Number of buys
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12
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Number of sells
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-15
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Price
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$46.33
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2017
31 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2017.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 25 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 512K shares
of 2.62M outstanding shares and own 19.52% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (168K shares), Chicago Partners Investment Group LLC (48.6K shares), Camelot Portfolios, LLC (43K shares), Frontier Wealth Management LLC (33.5K shares), WELLS FARGO & COMPANY/MN (33.2K shares), ROYAL BANK OF CANADA (30.7K shares), BB&T SECURITIES, LLC (24.3K shares), IFP Advisors, Inc (21.7K shares), LPL Financial LLC (19.5K shares), and BANK OF AMERICA CORP /DE/ (15.3K shares).
This table shows the top 25 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.