Q4 2018 13F Holders as of 12/31/2018
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2.62M
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Number of holders
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39
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Total 13F shares, excl. options
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1.66M
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Shares change
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+565K
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Total reported value, excl. options
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$67.7M
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Value change
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+$22.6M
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Number of buys
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21
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Number of sells
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-14
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Price
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$40.58
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2018
44 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q4 2018.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 39 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.66M shares
of 2.62M outstanding shares and own 63.48% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (526K shares), Cardan Capital Partners, LLC (470K shares), Chicago Partners Investment Group LLC (64.2K shares), BANK OF AMERICA CORP /DE/ (61.9K shares), CITADEL ADVISORS LLC (58.6K shares), LPL Financial LLC (50.6K shares), ROYAL BANK OF CANADA (46.8K shares), WELLS FARGO & COMPANY/MN (39.3K shares), IFP Advisors, Inc (34.7K shares), and Camelot Portfolios, LLC (34.1K shares).
This table shows the top 39 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.