FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q2 2019 13F Holders as of 6/30/2019

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
46
Total 13F shares, excl. options
1.58M
Shares change
+34.1K
Total reported value, excl. options
$71.3M
Value change
+$1.54M
Number of buys
22
Number of sells
-19
Price
$45.20

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2019

50 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q2 2019.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 46 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.58M shares of 2.62M outstanding shares and own 60.16% of the company stock.
Largest 10 shareholders include Cardan Capital Partners, LLC (497K shares), MORGAN STANLEY (370K shares), BANK OF AMERICA CORP /DE/ (76.8K shares), Chicago Partners Investment Group LLC (75.5K shares), LPL Financial LLC (55.6K shares), UBS Group AG (50.4K shares), CITADEL ADVISORS LLC (38.9K shares), ROYAL BANK OF CANADA (37.1K shares), Raymond James Financial Services Advisors, Inc. (32K shares), and WELLS FARGO & COMPANY/MN (31.2K shares).
This table shows the top 46 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.