Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
45
Total 13F shares, excl. options
1.44M
Shares change
-175K
Total reported value, excl. options
$65.7M
Value change
-$7.94M
Number of buys
17
Number of sells
-25
Price
$45.70

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2019

50 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2019.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 45 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.44M shares of 2.62M outstanding shares and own 54.85% of the company stock.
Largest 10 shareholders include Cardan Capital Partners, LLC (498K shares), MORGAN STANLEY (323K shares), Chicago Partners Investment Group LLC (77.8K shares), LPL Financial LLC (68K shares), UBS Group AG (55.7K shares), ROYAL BANK OF CANADA (45.7K shares), WELLS FARGO & COMPANY/MN (34K shares), BANK OF AMERICA CORP /DE/ (30.3K shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (28.8K shares), and Frontier Wealth Management LLC (25.7K shares).
This table shows the top 45 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.