Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
45
Total 13F shares, excl. options
1.4M
Shares change
-14.1K
Total reported value, excl. options
$71.2M
Value change
-$656K
Number of buys
19
Number of sells
-25
Price
$50.93

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2019

51 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q4 2019.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 45 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.4M shares of 2.62M outstanding shares and own 53.35% of the company stock.
Largest 10 shareholders include Cardan Capital Partners, LLC (508K shares), MORGAN STANLEY (320K shares), Chicago Partners Investment Group LLC (81.8K shares), LPL Financial LLC (63K shares), UBS Group AG (53.3K shares), BANK OF AMERICA CORP /DE/ (31.8K shares), WELLS FARGO & COMPANY/MN (29.2K shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (27.5K shares), TRUIST FINANCIAL CORP (25.6K shares), and Frontier Wealth Management LLC (23.9K shares).
This table shows the top 45 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.