Q3 2020 13F Holders as of 9/30/2020
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2.62M
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Number of holders
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46
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Total 13F shares, excl. options
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1.15M
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Shares change
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+89K
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Total reported value, excl. options
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$43.4M
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Value change
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+$3.32M
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Number of buys
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22
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Number of sells
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-23
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Price
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$37.48
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2020
51 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2020.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 46 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.15M shares
of 2.62M outstanding shares and own 43.94% of the company stock.
Largest 10 shareholders include Cardan Capital Partners, LLC (163K shares), MORGAN STANLEY (133K shares), LPL Financial LLC (81.2K shares), Chicago Partners Investment Group LLC (80.1K shares), WELLS FARGO & COMPANY/MN (76.6K shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (58.8K shares), RAYMOND JAMES & ASSOCIATES (56.1K shares), MERCER GLOBAL ADVISORS INC /ADV (55.1K shares), Ausdal Financial Partners, Inc. (47.4K shares), and ROYAL BANK OF CANADA (44K shares).
This table shows the top 46 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.