Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
56
Total 13F shares, excl. options
1.41M
Shares change
+230K
Total reported value, excl. options
$84.6M
Value change
+$14.1M
Number of buys
29
Number of sells
-19
Price
$60.13

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q1 2021

61 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q1 2021.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 56 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.41M shares of 2.62M outstanding shares and own 53.8% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (173K shares), Baird Financial Group, Inc. (162K shares), LPL Financial LLC (125K shares), WELLS FARGO & COMPANY/MN (108K shares), Chicago Partners Investment Group LLC (88.6K shares), ENVESTNET ASSET MANAGEMENT INC (64.3K shares), MERCER GLOBAL ADVISORS INC /ADV (62.7K shares), Cardan Capital Partners, LLC (56.5K shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (48.6K shares), and ROYAL BANK OF CANADA (41.6K shares).
This table shows the top 56 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.