Q4 2022 13F Holders as of 12/31/2022
    
   
  
    
    
      
- 
        Type / Class
      
- 
        Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
      
      
- 
        Shares outstanding
      
- 
        2.62M
      
      
- 
        Number of holders
      
- 
        58
      
      
- 
        Total 13F shares, excl. options
      
- 
        1.25M
      
      
- 
        Shares change
      
- 
        -113K
      
      
- 
        Total reported value, excl. options
      
- 
        $70.1M
      
      
- 
        Value change
      
- 
        -$5.2M
      
      
- 
        Number of buys
      
- 
        26
      
      
- 
        Number of sells
      
- 
        -30
      
      
- 
        Price
      
- 
        $55.49
      
 
     
   
 
  
    Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2022
  
    
      65  filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q4 2022.
      
        FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 58 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
        These institutions hold a total of 1.25M shares
          of 2.62M outstanding shares and own 47.72% of the company stock.
        
        Largest 10 shareholders include Baird Financial Group, Inc. (180K shares), Chicago Partners Investment Group LLC (134K shares), MORGAN STANLEY (129K shares), WELLS FARGO & COMPANY/MN (115K shares), LPL Financial LLC (96.4K shares), Marquette Asset Management, LLC (87.7K shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (48.7K shares), WESCAP Management Group, Inc. (40.3K shares), BANK OF AMERICA CORP /DE/ (35.3K shares), and Camelot Portfolios, LLC (25.1K shares).
        
        This table shows the top 58 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
    
  
    
      
        
          | Investor | Option | Weight % | Change % | Value $ | * Price $ | Shares | Share Change | Activity | Report Period | 
      
      
      
    
   
  * Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
    An asterisk sign (*) next to the price indicates that the price is likely invalid.