Q2 2023 13F Holders as of 6/30/2023
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2.62M
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Number of holders
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56
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Total 13F shares, excl. options
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1.24M
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Shares change
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-319
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Total reported value, excl. options
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$70M
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Value change
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+$55.5K
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Number of buys
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18
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Number of sells
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-31
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Price
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$56.23
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2023
61 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q2 2023.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 56 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.24M shares
of 2.62M outstanding shares and own 47.16% of the company stock.
Largest 10 shareholders include Baird Financial Group, Inc. (167K shares), Chicago Partners Investment Group LLC (154K shares), MORGAN STANLEY (139K shares), LPL Financial LLC (112K shares), WELLS FARGO & COMPANY/MN (107K shares), Marquette Asset Management, LLC (85.7K shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (46.5K shares), ARKANSAS FINANCIAL GROUP, INC. (35K shares), Noble Family Wealth, LLC (30.2K shares), and HB Wealth Management, LLC (25K shares).
This table shows the top 56 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.