Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
57
Total 13F shares, excl. options
1.29M
Shares change
+65.9K
Total reported value, excl. options
$70.5M
Value change
+$3.58M
Number of buys
21
Number of sells
-30
Price
$54.78

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2023

63 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2023.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 57 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.29M shares of 2.62M outstanding shares and own 49.37% of the company stock.
Largest 10 shareholders include Baird Financial Group, Inc. (167K shares), Chicago Partners Investment Group LLC (160K shares), MORGAN STANLEY (137K shares), LPL Financial LLC (110K shares), WELLS FARGO & COMPANY/MN (103K shares), Marquette Asset Management, LLC (97.3K shares), ARKANSAS FINANCIAL GROUP, INC. (49.7K shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (45.4K shares), Noble Family Wealth, LLC (28.2K shares), and HB Wealth Management, LLC (25K shares).
This table shows the top 57 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.