Q2 2014 13F Holders as of 6/30/2014
-
Type / Class
-
Equity / First Trust Financials AlphaDEX(R) Fund
-
Shares outstanding
-
40.2M
-
Number of holders
-
72
-
Total 13F shares, excl. options
-
26.7M
-
Shares change
-
-4.82M
-
Total reported value, excl. options
-
$594M
-
Value change
-
-$107M
-
Put/Call ratio
-
11.14
-
Number of buys
-
44
-
Number of sells
-
-27
-
Price
-
$22.26
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q2 2014
80 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q2 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 72 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 26.7M shares
of 40.2M outstanding shares and own 66.43% of the company stock.
Largest 10 shareholders include F-Squared Investment Management, LLC (9.59M shares), MORGAN STANLEY (3.79M shares), WELLS FARGO & COMPANY/MN (2.66M shares), BANK OF AMERICA CORP /DE/ (1.58M shares), Parametric Portfolio Associates LLC (1.33M shares), UBS AG (1.18M shares), Beaumont Financial Partners, LLC (1.03M shares), ROYAL BANK OF CANADA (593K shares), Astor Investment Management LLC (559K shares), and LPL Financial LLC (529K shares).
This table shows the top 72 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.