First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Financials AlphaDEX(R) Fund
Symbol
FXO
Shares outstanding
40,153,432
Price per share
$60.35
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
29,858,471
Total reported value
$1,773,038,809
% of total 13F portfolios
0%
Share change
-580,544
Value change
-$34,277,257
Number of holders
221
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 35% -14% $661,693,217 -$54,977,572 13,901,118 -7.7% First Trust Portfolios L.P. 31 Mar 2025

As of 30 Sep 2025, 221 institutional investors reported holding 29,858,471 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO). This represents 74% of the company’s total 40,153,432 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) together control 65% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 33% 13,229,820 -2.9% 0.58% $785,719,009
MORGAN STANLEY 6.3% 2,528,587 -1.4% 0.01% $150,172,875
WELLS FARGO & COMPANY/MN 6.1% 2,455,998 +5.8% 0.03% $145,861,759
LPL Financial LLC 3.2% 1,291,497 -0.75% 0.02% $76,701,980
RAYMOND JAMES FINANCIAL INC 2.8% 1,137,366 +8.9% 0.02% $67,548,208
UBS Group AG 1.2% 494,806 -2.3% 0.01% $29,386,528
BANK OF AMERICA CORP /DE/ 1.2% 477,775 -3.3% 0% $28,375,074
NewEdge Advisors, LLC 0.94% 375,845 -3.1% 0.1% $22,321,373
NewSquare Capital LLC 0.9% 362,617 -1.4% 1.5% $21,535,824
Nilsine Partners, LLC 0.87% 348,722 +37% 1.9% $20,710,600
Advisory Services Network, LLC 0.87% 348,077 -0.85% 0.3% $20,672,271
AMERIPRISE FINANCIAL INC 0.81% 323,795 -1.6% 0% $19,216,377
ROYAL BANK OF CANADA 0.79% 317,222 -19% 0% $18,840,000
O'Dell Group, LLC 0.76% 303,770 +2.5% 3.9% $18,040,899
STIFEL FINANCIAL CORP 0.72% 287,635 +9.1% 0.02% $17,082,900
D.A. DAVIDSON & CO. 0.64% 256,472 +1.8% 0.1% $15,231,891
COMMONWEALTH EQUITY SERVICES, LLC 0.55% 218,857 -9.8% 0.02% $12,998,000
OSAIC HOLDINGS, INC. 0.5% 199,216 +0.95% 0.02% $11,851,693
BENJAMIN EDWARDS INC 0.47% 190,358 -9.8% 0.13% $11,309,082
Vestmark Advisory Solutions, Inc. 0.45% 180,388 -52% 0.2% $10,713,243
Janney Montgomery Scott LLC 0.45% 179,498 +1.2% 0.03% $10,660,000
ENVESTNET ASSET MANAGEMENT INC 0.42% 166,962 -11% 0% $9,915,897
Summit Financial, LLC 0.41% 164,551 +1.1% 0.15% $9,772,706
Cetera Investment Advisers 0.33% 133,991 -1.9% 0.01% $7,957,737
DAYMARK WEALTH PARTNERS, LLC 0.33% 132,760 +147% 0.27% $7,884,635

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 841,756 $50,825,721 +$501,552 $60.35 27
2025 Q3 29,858,471 $1,773,038,809 -$34,277,257 $59.39 221
2025 Q2 30,447,185 $1,707,258,780 -$21,944,036 $56.06 227
2025 Q1 30,864,406 $1,635,613,871 +$70,280,649 $53.00 228
2024 Q4 29,662,970 $1,605,571,835 +$1,028,979,164 $54.13 230
2024 Q3 10,190,132 $521,213,112 -$8,203,100 $51.13 190
2024 Q2 10,425,940 $483,178,942 -$2,968,868 $46.29 183
2024 Q1 10,565,866 $501,481,722 +$9,735,426 $47.52 180
2023 Q4 42,453 $1,837,786 -$34,286 $43.29 2
2023 Q3 11,424,861 $432,133,525 -$53,260,594 $37.83 175
2023 Q2 12,922,878 $487,250,018 -$179,780,953 $37.70 173
2023 Q1 17,620,799 $657,645,983 +$22,643,798 $37.33 205
2022 Q4 16,895,490 $692,733,491 -$26,814,573 $40.96 210
2022 Q3 17,493,321 $644,289,648 -$9,974,606 $36.81 181
2022 Q2 16,860,278 $655,104,222 -$136,809,997 $38.85 178
2022 Q1 20,985,294 $963,319,719 -$56,442,913 $45.91 191
2021 Q4 22,667,474 $1,049,188,748 +$146,344,787 $46.28 206
2021 Q3 19,086,509 $845,066,933 -$64,196,636 $44.25 170
2021 Q2 20,574,744 $898,438,913 +$225,697,217 $43.67 172
2021 Q1 15,353,994 $638,865,768 +$164,877,651 $41.60 150
2020 Q4 11,290,557 $387,305,290 +$44,878,997 $34.28 124
2020 Q3 9,538,785 $242,175,828 -$68,294,095 $25.37 104
2020 Q2 12,258,995 $312,243,004 -$68,006,925 $25.49 113
2020 Q1 15,394,942 $325,574,160 -$824,181,849 $21.14 122
2019 Q4 43,224,009 $1,448,460,953 +$64,930,532 $33.51 171
2019 Q3 41,491,151 $1,319,460,231 +$777,775,910 $31.81 154
2019 Q2 16,873,391 $534,160,090 -$10,129,545 $31.65 142
2019 Q1 17,272,789 $522,946,128 -$18,838,087 $30.26 139
2018 Q4 18,274,548 $496,508,622 -$94,391,146 $27.01 144
2018 Q3 21,453,886 $685,862,518 +$19,246,433 $31.98 139
2018 Q2 20,874,673 $654,205,327 -$40,098,723 $31.33 140
2018 Q1 22,012,928 $683,441,960 +$35,288,686 $31.04 138
2017 Q4 20,875,932 $654,070,275 -$90,554,721 $31.32 128
2017 Q3 23,637,262 $701,656,722 +$88,515,829 $29.68 117
2017 Q2 20,640,918 $590,101,348 -$84,569,547 $28.59 108
2017 Q1 23,481,955 $650,146,893 +$28,240,212 $27.70 114
2016 Q4 22,568,774 $610,063,867 +$75,787,490 $27.03 102
2016 Q3 19,580,023 $475,722,823 +$7,461,845 $24.30 95
2016 Q2 19,225,942 $444,327,187 -$27,117,708 $23.12 89
2016 Q1 20,254,558 $457,640,122 -$187,108,162 $22.61 88
2015 Q4 28,488,471 $659,868,219 +$80,979,098 $23.18 96
2015 Q3 24,721,285 $555,989,072 +$8,671,299 $22.45 86
2015 Q2 31,235,198 $741,342,867 +$310,657,867 $23.73 88
2015 Q1 17,827,480 $421,069,526 -$425,646,976 $23.62 77
2014 Q4 36,787,673 $856,044,089 +$130,237,867 $23.27 84
2014 Q3 30,845,022 $673,857,586 +$90,902,295 $21.85 75
2014 Q2 26,675,877 $593,774,761 -$106,760,686 $22.26 72
2014 Q1 31,707,275 $692,145,989 +$233,954,101 $21.83 65