Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / First Trust Financials AlphaDEX(R) Fund
-
Shares outstanding
-
40,153,432
-
Total 13F shares
-
30,845,022
-
Share change
-
+4,168,569
-
Total reported value
-
$673,857,586
-
Put/Call ratio
-
473%
-
Price per share
-
$21.85
-
Number of holders
-
75
-
Value change
-
+$90,902,295
-
Number of buys
-
54
-
Number of sells
-
21
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q3 2014
As of 30 Sep 2014,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) was held by
75 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
30,845,022 shares.
The largest 10 holders included
F-Squared Investment Management, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, UBS AG, Parametric Portfolio Associates LLC, Beaumont Financial Partners, LLC, Astor Investment Management LLC, ROYAL BANK OF CANADA, and LPL Financial LLC.
This page lists
75
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.