Q1 2015 13F Holders as of 3/31/2015
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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77
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Total 13F shares, excl. options
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17.8M
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Shares change
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-18.3M
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Total reported value, excl. options
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$421M
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Value change
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-$426M
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Number of buys
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39
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Number of sells
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-47
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Price
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$23.62
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q1 2015
96 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q1 2015.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 77 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 17.8M shares
of 40.2M outstanding shares and own 44.4% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (4.06M shares), WELLS FARGO & COMPANY/MN (2.34M shares), BANK OF AMERICA CORP /DE/ (1.72M shares), UBS Group AG (1.48M shares), Astor Investment Management LLC (1.41M shares), Beaumont Financial Partners, LLC (1.37M shares), RAYMOND JAMES & ASSOCIATES (703K shares), ENVESTNET ASSET MANAGEMENT INC (659K shares), ROYAL BANK OF CANADA (541K shares), and LPL Financial LLC (476K shares).
This table shows the top 77 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.