Q3 2015 13F Holders as of 9/30/2015
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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86
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Total 13F shares, excl. options
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24.7M
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Shares change
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+417K
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Total reported value, excl. options
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$556M
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Value change
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+$8.67M
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Number of buys
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47
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Number of sells
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-42
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Price
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$22.45
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q3 2015
99 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q3 2015.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 86 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 24.7M shares
of 40.2M outstanding shares and own 61.57% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (5.97M shares), WELLS FARGO & COMPANY/MN (4.25M shares), UBS Group AG (1.99M shares), BANK OF AMERICA CORP /DE/ (1.79M shares), Astor Investment Management LLC (1.67M shares), GOLDMAN SACHS GROUP INC (1.04M shares), Cavalier Investments (902K shares), AVIANCE CAPITAL MANAGEMENT, LLC (665K shares), LPL Financial LLC (662K shares), and Beaumont Financial Partners, LLC (536K shares).
This table shows the top 86 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.