Q4 2016 13F Holders as of 12/31/2016
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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102
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Total 13F shares, excl. options
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22.6M
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Shares change
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+2.64M
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Total reported value, excl. options
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$610M
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Value change
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+$75.8M
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Number of buys
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62
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Number of sells
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-39
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Price
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$27.03
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q4 2016
116 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q4 2016.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 102 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 22.6M shares
of 40.2M outstanding shares and own 56.21% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (4.4M shares), WELLS FARGO & COMPANY/MN (3.69M shares), UBS Group AG (2.37M shares), BANK OF AMERICA CORP /DE/ (2.13M shares), GOLDMAN SACHS GROUP INC (1.37M shares), AMERIPRISE FINANCIAL INC (654K shares), LPL Financial LLC (595K shares), ROYAL BANK OF CANADA (470K shares), Raymond James Financial Services Advisors, Inc. (460K shares), and CREDIT SUISSE AG/ (440K shares).
This table shows the top 102 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.