Q2 2017 13F Holders as of 6/30/2017
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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108
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Total 13F shares, excl. options
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20.6M
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Shares change
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-2.98M
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Total reported value, excl. options
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$590M
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Value change
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-$84.6M
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Number of buys
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51
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Number of sells
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-62
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Price
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$28.59
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q2 2017
126 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q2 2017.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 108 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 20.6M shares
of 40.2M outstanding shares and own 51.41% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (4.5M shares), WELLS FARGO & COMPANY/MN (2.77M shares), UBS Group AG (2.2M shares), BANK OF AMERICA CORP /DE/ (2.16M shares), GOLDMAN SACHS GROUP INC (1.39M shares), AMERIPRISE FINANCIAL INC (1.01M shares), LPL Financial LLC (856K shares), Raymond James Financial Services Advisors, Inc. (632K shares), RAYMOND JAMES & ASSOCIATES (510K shares), and CLS Investments, LLC (431K shares).
This table shows the top 108 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.