Q2 2019 13F Holders as of 6/30/2019
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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142
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Total 13F shares, excl. options
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16.9M
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Shares change
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-329K
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Total reported value, excl. options
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$534M
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Value change
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-$10.1M
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Number of buys
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73
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Number of sells
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-66
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Price
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$31.65
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q2 2019
160 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q2 2019.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 142 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 16.9M shares
of 40.2M outstanding shares and own 42.02% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (3.61M shares), WELLS FARGO & COMPANY/MN (2.8M shares), UBS Group AG (1.82M shares), BANK OF AMERICA CORP /DE/ (1.58M shares), LPL Financial LLC (1.11M shares), Navellier & Associates Inc (389K shares), Raymond James Financial Services Advisors, Inc. (384K shares), ROYAL BANK OF CANADA (356K shares), RAYMOND JAMES & ASSOCIATES (349K shares), and ENVESTNET ASSET MANAGEMENT INC (239K shares).
This table shows the top 142 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.