Q1 2020 13F Holders as of 3/31/2020
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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122
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Total 13F shares, excl. options
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15.4M
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Shares change
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-27.7M
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Total reported value, excl. options
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$326M
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Value change
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-$824M
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Number of buys
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39
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Number of sells
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-123
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Price
-
$21.14
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q1 2020
179 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q1 2020.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 122 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 15.4M shares
of 40.2M outstanding shares and own 38.34% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (3.51M shares), WELLS FARGO & COMPANY/MN (2.29M shares), UBS Group AG (1.39M shares), BANK OF AMERICA CORP /DE/ (1.2M shares), LPL Financial LLC (926K shares), Raymond James Financial Services Advisors, Inc. (792K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (419K shares), RAYMOND JAMES & ASSOCIATES (338K shares), Janney Montgomery Scott LLC (297K shares), and TRUIST FINANCIAL CORP (284K shares).
This table shows the top 122 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.