Q1 2021 13F Holders as of 3/31/2021
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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150
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Total 13F shares, excl. options
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15.4M
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Shares change
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+3.94M
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Total reported value, excl. options
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$639M
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Value change
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+$165M
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Number of buys
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85
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Number of sells
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-49
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Price
-
$41.60
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q1 2021
164 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q1 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 150 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 15.4M shares
of 40.2M outstanding shares and own 38.24% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (3.74M shares), WELLS FARGO & COMPANY/MN (2.01M shares), BANK OF AMERICA CORP /DE/ (1.15M shares), LPL Financial LLC (1.12M shares), UBS Group AG (914K shares), Raymond James Financial Services Advisors, Inc. (700K shares), AMERIPRISE FINANCIAL INC (556K shares), Brinker Capital Investments, LLC (521K shares), RAYMOND JAMES & ASSOCIATES (269K shares), and ADVISOR GROUP HOLDINGS, INC. (248K shares).
This table shows the top 150 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.