Q4 2021 13F Holders as of 12/31/2021
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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206
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Total 13F shares, excl. options
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22.7M
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Shares change
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+3.16M
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Total reported value, excl. options
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$1.05B
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Value change
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+$146M
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Number of buys
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121
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Number of sells
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-53
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Price
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$46.28
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q4 2021
222 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q4 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 206 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 22.7M shares
of 40.2M outstanding shares and own 56.45% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (4.63M shares), WELLS FARGO & COMPANY/MN (2.14M shares), LPL Financial LLC (1.92M shares), Raymond James Financial Services Advisors, Inc. (1.28M shares), BANK OF AMERICA CORP /DE/ (1.25M shares), UBS Group AG (908K shares), COMMONWEALTH EQUITY SERVICES, LLC (623K shares), AMERIPRISE FINANCIAL INC (564K shares), ADVISOR GROUP HOLDINGS, INC. (449K shares), and TRUIST FINANCIAL CORP (445K shares).
This table shows the top 206 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.