Type / Class
Equity / First Trust Financials AlphaDEX(R) Fund
Shares outstanding
40.2M
Number of holders
181
Total 13F shares, excl. options
17.5M
Shares change
-266K
Total reported value, excl. options
$644M
Value change
-$9.97M
Number of buys
69
Number of sells
-87
Price
$36.81

Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q3 2022

194 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q3 2022.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 181 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 17.5M shares of 40.2M outstanding shares and own 43.57% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (3.6M shares), LPL Financial LLC (2.15M shares), WELLS FARGO & COMPANY/MN (1.84M shares), UBS Group AG (1.44M shares), Raymond James Financial Services Advisors, Inc. (936K shares), BANK OF AMERICA CORP /DE/ (902K shares), RAYMOND JAMES & ASSOCIATES (617K shares), ROYAL BANK OF CANADA (307K shares), STIFEL FINANCIAL CORP (261K shares), and ENVESTNET ASSET MANAGEMENT INC (247K shares).
This table shows the top 181 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.