Q3 2023 13F Holders as of 9/30/2023
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Type / Class
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Equity / First Trust Financials AlphaDEX(R) Fund
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Shares outstanding
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40.2M
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Number of holders
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175
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Total 13F shares, excl. options
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11.4M
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Shares change
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-1.41M
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Total reported value, excl. options
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$432M
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Value change
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-$53.3M
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Number of buys
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57
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Number of sells
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-96
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Price
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$37.83
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q3 2023
194 filings reported holding FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund as of Q3 2023.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 175 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 11.4M shares
of 40.2M outstanding shares and own 28.45% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (2.12M shares), WELLS FARGO & COMPANY/MN (1.66M shares), LPL Financial LLC (1.39M shares), BANK OF AMERICA CORP /DE/ (509K shares), UBS Group AG (435K shares), RAYMOND JAMES & ASSOCIATES (354K shares), Raymond James Financial Services Advisors, Inc. (319K shares), AMERIPRISE FINANCIAL INC (229K shares), STIFEL FINANCIAL CORP (206K shares), and OSAIC HOLDINGS, INC. (163K shares).
This table shows the top 175 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.