Q1 2014 13F Holders as of 3/31/2014
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Type / Class
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Equity / First Trust Industrials/Producer Durables AlphaDEX(R) Fund
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Shares outstanding
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25.3M
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Number of holders
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56
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Total 13F shares, excl. options
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10.4M
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Shares change
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-3.94M
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Total reported value, excl. options
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$308M
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Value change
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-$109M
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Number of buys
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37
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Number of sells
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-23
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Price
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$29.50
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) as of Q1 2014
65 filings reported holding FXR - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund as of Q1 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) has 56 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 10.4M shares
of 25.3M outstanding shares and own 41.34% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.97M shares), BANK OF AMERICA CORP /DE/ (1.22M shares), WELLS FARGO & COMPANY/MN (939K shares), UBS AG (848K shares), Beaumont Financial Partners, LLC (811K shares), HAYS ADVISORY LLC (759K shares), GOLDMAN SACHS GROUP INC (659K shares), LPL Financial LLC (455K shares), ROYAL BANK OF CANADA (429K shares), and RAYMOND JAMES & ASSOCIATES (377K shares).
This table shows the top 56 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.