First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Industrials/Producer Durables AlphaDEX(R) Fund
Symbol
FXR
Shares outstanding
25,252,724
Price per share
$79.87
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
20,722,783
Total reported value
$1,617,649,592
% of total 13F portfolios
0%
Share change
-623,779
Value change
-$48,063,727
Number of holders
173
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 0.02% -99% $185,293 -$840,246,287 2,320 -100% First Trust Portfolios L.P. 31 Dec 2025

As of 30 Sep 2025, 173 institutional investors reported holding 20,722,783 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR). This represents 82% of the company’s total 25,252,724 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) together control 76% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 40% 9,981,455 -2.9% 0.58% $779,152,377
WELLS FARGO & COMPANY/MN 7.2% 1,828,734 -1.8% 0.03% $142,751,028
MORGAN STANLEY 5.9% 1,480,581 -1.2% 0.01% $115,574,242
BANK OF AMERICA CORP /DE/ 4% 1,014,607 -0.33% 0.01% $79,200,234
RAYMOND JAMES FINANCIAL INC 2.6% 658,227 -2.5% 0.02% $51,381,200
LPL Financial LLC 2.4% 603,483 +1% 0.01% $47,107,867
UBS Group AG 1.5% 386,450 -1.2% 0.01% $30,166,287
O'Dell Group, LLC 1.3% 318,657 +2.5% 5.3% $24,874,399
NewEdge Advisors, LLC 1.2% 304,378 -3.6% 0.11% $23,759,729
Nilsine Partners, LLC 1.1% 275,024 +20% 1.9% $21,468,386
NewSquare Capital LLC 1.1% 273,037 -1.3% 1.4% $21,313,268
Advisory Services Network, LLC 1% 255,577 -0.83% 0.29% $19,950,370
ROYAL BANK OF CANADA 0.74% 187,818 -20% 0% $14,662,000
TRUIST FINANCIAL CORP 0.73% 183,766 +0.8% 0.02% $14,344,746
BENJAMIN EDWARDS INC 0.71% 179,596 +3.1% 0.16% $14,026,331
D.A. DAVIDSON & CO. 0.69% 174,986 +1.4% 0.09% $13,659,407
Baird Financial Group, Inc. 0.61% 153,175 -24% 0.02% $11,956,841
STIFEL FINANCIAL CORP 0.6% 150,635 +4% 0.01% $11,759,215
Janney Montgomery Scott LLC 0.51% 129,690 -5% 0.02% $10,124,000
ENVESTNET ASSET MANAGEMENT INC 0.45% 113,280 -2.8% 0% $8,842,634
Summit Financial, LLC 0.4% 100,003 -0.38% 0.12% $7,806,235
Virtue Capital Management, LLC 0.39% 98,319 +1.3% 1.2% $7,674,746
Modern Wealth Management, LLC 0.38% 95,342 -0.05% 0.15% $7,442,400
DAYMARK WEALTH PARTNERS, LLC 0.35% 87,690 +334% 0.23% $6,845,102
WCG Wealth Advisors LLC 0.31% 78,873 -10% 0.39% $6,156,723

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 145,170 $11,625,547 -$679,108 $79.87 8
2025 Q3 20,722,783 $1,617,649,592 -$48,063,727 $78.06 173
2025 Q2 21,298,744 $1,581,636,708 -$59,440,836 $74.22 177
2025 Q1 22,093,863 $1,538,562,063 -$44,765,502 $69.64 172
2024 Q4 22,737,513 $1,701,072,454 +$3,089,249 $74.81 187
2024 Q3 22,651,161 $1,714,138,859 -$43,099,152 $75.76 173
2024 Q2 23,343,169 $1,590,601,290 -$1,972,644 $68.06 169
2024 Q1 23,395,817 $1,706,600,520 +$30,493,684 $72.96 169
2023 Q4 3,951 $256,254 $64.86 1
2023 Q3 24,923,283 $1,431,666,438 +$47,872,762 $57.43 173
2023 Q2 24,220,985 $1,455,290,630 -$60,229,763 $60.09 167
2023 Q1 25,205,872 $1,399,686,666 +$31,255,499 $55.55 179
2022 Q4 24,371,372 $1,255,463,993 -$41,197,417 $51.51 157
2022 Q3 25,311,852 $1,163,571,656 +$38,899,889 $45.95 149
2022 Q2 21,887,528 $1,053,811,854 -$41,742,696 $48.13 155
2022 Q1 25,251,163 $1,426,745,701 -$12,641,381 $56.52 156
2021 Q4 25,611,803 $1,597,782,286 +$5,674,775 $62.41 167
2021 Q3 25,180,035 $1,443,831,184 -$3,540,784 $57.34 144
2021 Q2 25,509,295 $1,504,526,986 +$161,821,992 $58.99 148
2021 Q1 22,743,088 $1,288,897,291 +$1,005,256,355 $56.65 138
2020 Q4 4,990,352 $252,881,616 +$87,215,662 $50.18 100
2020 Q3 2,857,449 $117,093,055 -$765,125 $40.96 74
2020 Q2 2,797,194 $105,866,307 +$10,722,941 $37.85 68
2020 Q1 1,983,632 $60,366,949 -$81,986,975 $30.39 66
2019 Q4 4,933,443 $222,650,133 +$32,816,608 $45.13 99
2019 Q3 4,111,101 $171,886,384 -$53,019,564 $41.82 84
2019 Q2 5,385,415 $227,729,700 -$6,612,023 $42.40 89
2019 Q1 5,640,232 $225,086,018 -$25,294,297 $39.91 88
2018 Q4 6,315,897 $215,332,529 -$1,098,477,814 $34.09 94
2018 Q3 34,036,793 $1,441,128,667 +$65,069,501 $42.37 112
2018 Q2 31,490,503 $1,231,613,889 -$101,177,979 $39.10 112
2018 Q1 35,153,540 $1,390,280,518 +$30,346,570 $39.59 134
2017 Q4 34,461,053 $1,397,501,200 +$68,435,687 $40.59 128
2017 Q3 32,530,255 $1,206,659,883 -$61,982,408 $37.12 106
2017 Q2 34,248,312 $1,210,319,463 -$54,526,561 $35.36 107
2017 Q1 34,833,158 $1,195,257,814 +$15,562,229 $34.32 104
2016 Q4 34,919,946 $1,148,229,014 +$1,042,265,838 $32.88 84
2016 Q3 3,026,290 $89,112,928 -$5,690,989 $29.46 52
2016 Q2 3,263,561 $89,373,807 +$12,290,098 $27.40 51
2016 Q1 2,753,286 $76,287,907 -$64,302,632 $27.76 51
2015 Q4 5,160,395 $134,751,100 -$40,940,639 $26.10 55
2015 Q3 6,657,168 $172,167,768 -$64,942,933 $25.83 58
2015 Q2 9,135,662 $272,787,246 -$53,830,954 $29.84 68
2015 Q1 10,678,364 $332,547,279 +$12,253,607 $31.16 67
2014 Q4 10,385,329 $314,977,944 -$389,773,210 $30.33 69
2014 Q3 21,232,071 $623,229,766 +$98,847,440 $29.37 72
2014 Q2 20,181,069 $615,339,514 +$298,339,545 $30.51 76
2014 Q1 10,440,491 $307,987,466 -$109,210,966 $29.50 56