Q3 2014 13F Holders as of 9/30/2014
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Type / Class
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Equity / First Trust Industrials/Producer Durables AlphaDEX(R) Fund
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Shares outstanding
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25.3M
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Number of holders
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72
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Total 13F shares, excl. options
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21.2M
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Shares change
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+3.37M
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Total reported value, excl. options
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$623M
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Value change
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+$98.8M
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Number of buys
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50
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Number of sells
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-28
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Price
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$29.37
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) as of Q3 2014
86 filings reported holding FXR - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund as of Q3 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) has 72 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 21.2M shares
of 25.3M outstanding shares and own 84.08% of the company stock.
Largest 10 shareholders include F-Squared Investment Management, LLC (9.08M shares), BANK OF AMERICA CORP /DE/ (1.41M shares), WELLS FARGO & COMPANY/MN (1.28M shares), Parametric Portfolio Associates LLC (1.12M shares), Beaumont Financial Partners, LLC (1.04M shares), Shamrock Asset Management LLC (1.01M shares), HAYS ADVISORY LLC (809K shares), UBS AG (783K shares), LPL Financial LLC (472K shares), and Placemark Investments, Inc. (417K shares).
This table shows the top 72 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.