Q4 2017 13F Holders as of 12/31/2017
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Type / Class
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Equity / First Trust Industrials/Producer Durables AlphaDEX(R) Fund
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Shares outstanding
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25.3M
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Number of holders
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128
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Total 13F shares, excl. options
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34.5M
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Shares change
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+1.68M
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Total reported value, excl. options
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$1.4B
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Value change
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+$68.4M
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Number of buys
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63
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Number of sells
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-43
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Price
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$40.59
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) as of Q4 2017
134 filings reported holding FXR - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund as of Q4 2017.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) has 128 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 34.5M shares
.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (14.6M shares), WELLS FARGO & COMPANY/MN (4.18M shares), MORGAN STANLEY (4.15M shares), UBS Group AG (1.31M shares), BANK OF AMERICA CORP /DE/ (1.25M shares), RAYMOND JAMES & ASSOCIATES (992K shares), Raymond James Financial Services Advisors, Inc. (692K shares), MML INVESTORS SERVICES, LLC (635K shares), ROYAL BANK OF CANADA (614K shares), and LPL Financial LLC (413K shares).
This table shows the top 128 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.