Q3 2014 13F Holders as of 9/30/2014
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2.15M
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Number of holders
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5
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Total 13F shares, excl. options
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147K
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Shares change
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+27.9K
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Total reported value, excl. options
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$3.23M
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Value change
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+$618K
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Number of buys
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2
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Number of sells
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-4
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Price
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$21.96
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q3 2014
6 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q3 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 5 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 147K shares
of 2.15M outstanding shares and own 6.85% of the company stock.
Largest 6 shareholders include ROYAL BANK OF CANADA (47.8K shares), MORGAN STANLEY (34.6K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (31.5K shares), Buckingham Asset Management, LLC (20K shares), Accuvest Global Advisors (13.3K shares), and STIFEL FINANCIAL CORP (0 shares).
This table shows the top 5 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.