First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2025

Type / Class
Equity / First Trust China AlphaDEX(R) Fund
Symbol
FCA
Shares outstanding
2,150,054
Price per share
$28.17
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
1,789,898
Total reported value
$51,841,623
% of total 13F portfolios
0%
Share change
+405,907
Value change
+$11,797,233
Number of holders
20
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 63% -7.7% $37,815,642 +$7,334,118 1,351,524 +24% First Trust Portfolios L.P. 31 Aug 2025

As of 30 Sep 2025, 20 institutional investors reported holding 1,789,898 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA). This represents 83% of the company’s total 2,150,054 outstanding shares.

Top 24 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) together control 83% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 63% 1,350,552 +24% 0.03% $39,124,816
Cambridge Investment Research Advisors, Inc. 5.4% 115,586 +215% 0.01% $3,348,000
LPL Financial LLC 3.9% 84,603 0% $2,450,906
CITADEL ADVISORS LLC 2.1% 45,348 0% $1,313,709
Sigma Planning Corp 1.8% 38,500 0.03% $1,115,326
RAYMOND JAMES FINANCIAL INC 1.5% 31,601 +13% 0% $915,465
OLD MISSION CAPITAL LLC 1.1% 23,979 -78% 0.02% $694,659
Avestar Capital, LLC 0.95% 20,440 +33% 0.04% $592,137
GeoWealth Management, LLC 0.94% 20,271 0.02% $587,241
Transamerica Financial Advisors, LLC 0.51% 11,035 +9.1% 0.03% $319,676
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.47% 10,113 -72% 0% $292,969
FLOW TRADERS U.S. LLC 0.44% 9,404 -65% 0.01% $272,000
JANE STREET GROUP, LLC 0.41% 8,898 0% $257,771
StoneX Group Inc. 0.39% 8,472 +0.18% 0.01% $245,416
OSAIC HOLDINGS, INC. 0.37% 8,040 -61% 0% $222,850
Advisory Services Network, LLC 0.11% 2,397 0% $69,440
Rockefeller Capital Management L.P. 0.01% 302 0% $8,769
ROTHSCHILD INVESTMENT LLC 0.01% 255 0% 0% $7,387
ROYAL BANK OF CANADA 0% 100 0% $3,000
MORGAN STANLEY 0% 2 0% $86
UBS Group AG 0% 0 -100% $0
Ameritas Advisory Services, LLC 0% 0 -100% $0
TWIN PEAKS WEALTH ADVISORS, LLC 0% 0 -100% $0
NewEdge Advisors, LLC 0% 1 0% $14

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q3 1,789,898 $51,841,623 +$11,797,233 $28.97 20
2025 Q2 1,383,992 $33,382,651 -$2,703,662 $24.12 15
2025 Q1 1,518,317 $31,794,845 -$12,343,460 $20.94 16
2024 Q4 2,137,102 $42,843,026 +$37,954,982 $20.05 16
2024 Q3 207,855 $4,366,986 +$2,703,709 $21.01 10
2024 Q2 80,256 $1,621,846 -$2,095,706 $20.20 7
2024 Q1 191,215 $3,577,207 +$265,977 $18.71 10
2023 Q4 176,988 $3,279,037 -$699,362 $18.52 13
2023 Q3 213,953 $4,041,152 +$271,029 $18.89 9
2023 Q2 199,564 $4,023,285 -$499,491 $20.16 9
2023 Q1 217,062 $4,745,388 +$2,050,028 $21.87 10
2022 Q4 123,364 $2,629,204 -$512,892 $21.32 6
2022 Q3 147,562 $3,121,000 -$760,073 $21.15 6
2022 Q2 177,884 $4,566,000 +$447,884 $25.67 10
2022 Q1 160,592 $4,161,000 -$655,453 $25.95 9
2021 Q4 185,181 $5,068,000 +$161,251 $27.37 11
2021 Q3 232,771 $8,098,000 -$4,356,064 $30.05 14
2021 Q2 375,832 $13,432,000 -$212,428 $31.42 15
2021 Q1 371,404 $12,326,000 +$4,577,849 $29.68 14
2020 Q4 263,033 $7,572,000 -$39,433,196 $28.79 17
2020 Q3 1,772,172 $46,152,000 -$9,259,944 $26.04 16
2020 Q2 2,139,475 $51,171,000 -$9,706,215 $23.92 16
2020 Q1 2,534,417 $56,311,000 +$52,765,980 $22.22 17
2019 Q4 156,034 $4,206,000 -$2,213,538 $26.95 15
2019 Q3 237,876 $5,719,000 +$29,709 $23.97 14
2019 Q2 236,754 $6,210,000 +$1,436,772 $26.23 15
2019 Q1 151,002 $4,111,000 +$1,184,300 $27.22 12
2018 Q4 114,261 $2,700,000 -$440,511 $23.38 12
2018 Q3 131,549 $3,625,000 +$657,507 $27.55 13
2018 Q2 105,477 $3,051,000 -$555,932 $28.92 12
2018 Q1 123,977 $3,788,000 +$3,413,927 $30.55 10
2017 Q4 12,253 $363,000 -$3,243,302 $29.57 7
2017 Q3 163,350 $4,747,000 +$2,858,338 $29.06 9
2017 Q2 47,220 $1,129,000 +$72,370 $23.83 7
2017 Q1 45,486 $1,012,000 +$43,463 $22.19 6
2016 Q4 47,831 $910,000 -$102,511 $19.02 7
2016 Q3 48,895 $1,010,000 -$3,572 $20.58 8
2016 Q2 48,648 $902,000 -$10,444 $18.44 8
2016 Q1 47,957 $923,000 -$5,124,543 $19.20 9
2015 Q4 298,526 $6,167,000 -$9,429,051 $20.57 8
2015 Q3 772,873 $15,413,000 -$6,547,254 $19.94 10
2015 Q2 1,099,419 $28,500,825 +$10,405,761 $25.92 11
2015 Q1 698,014 $16,958,207 -$3,762,080 $24.30 7
2014 Q4 852,909 $19,336,000 +$15,998,793 $22.67 7
2014 Q3 147,203 $3,234,000 +$617,959 $21.96 5
2014 Q2 119,323 $2,578,000 +$1,150,771 $21.60 5
2014 Q1 65,966 $1,438,000 -$455,378 $21.79 5