Q4 2014 13F Holders as of 12/31/2014
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2.15M
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Number of holders
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7
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Total 13F shares, excl. options
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853K
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Shares change
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+706K
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Total reported value, excl. options
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$19.3M
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Value change
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+$16M
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Number of buys
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5
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Number of sells
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-1
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Price
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$22.67
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q4 2014
7 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q4 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 7 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 853K shares
of 2.15M outstanding shares and own 39.67% of the company stock.
Largest 8 shareholders include Accuvest Global Advisors (547K shares), ROYAL BANK OF CANADA (180K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (75K shares), MORGAN STANLEY (30.7K shares), Buckingham Asset Management, LLC (20K shares), BANK OF AMERICA CORP /DE/ (516 shares), Tower Research Capital LLC (TRC) (55 shares), and ARDSLEY ADVISORY PARTNERS (40K shares).
This table shows the top 7 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.