Q4 2015 13F Holders as of 12/31/2015
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2.15M
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Number of holders
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8
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Total 13F shares, excl. options
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299K
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Shares change
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-475K
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Total reported value, excl. options
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$6.17M
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Value change
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-$9.43M
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Number of buys
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4
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Number of sells
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-6
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Price
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$20.57
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q4 2015
12 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q4 2015.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 8 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 299K shares
of 2.15M outstanding shares and own 13.88% of the company stock.
Largest 10 shareholders include SUSQUEHANNA INTERNATIONAL GROUP, LLP (141K shares), ROYAL BANK OF CANADA (121K shares), MORGAN STANLEY (33K shares), UBS Group AG (1.45K shares), BANK OF AMERICA CORP /DE/ (672 shares), IFP Advisors, Inc (500 shares), AMERICAN INTERNATIONAL GROUP INC (379 shares), MetLife Securities, Inc (250 shares), Buckingham Asset Management, LLC (0 shares), and JANE STREET GROUP, LLC (0 shares).
This table shows the top 8 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.